InvestorCOM @InvestorCOMInc
Innovative regulatory software solutions for wealth management that eliminate compliance risk and foster better financial decisions. investorcom.com North America Joined April 2020-
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The final DOL rule is out! Stay tuned: we'll be hosting a webinar on May 9 to go over it. Definition of Investment Advice Fiduciary - lnkd.in/gJb78avS PTE 84-24 - lnkd.in/gnXmA6pC PTE 2020-02 - lnkd.in/gbXcgQ8c
Excited to partner with @NitrogenWealth for a must-see webinar on SEC & DOL best interest regulations. 🌟 Join Craig Watanabe (DFPG Investments), Parham Nasseri (InvestorCOM), & Todd Johnson (Nitrogen) to learn how to safeguard your business and boost growth. 🚀
Excited to partner with @NitrogenWealth for a must-see webinar on SEC & DOL best interest regulations. 🌟 Join Craig Watanabe (DFPG Investments), Parham Nasseri (InvestorCOM), & Todd Johnson (Nitrogen) to learn how to safeguard your business and boost growth. 🚀
Join an essential webinar on April 10th at 1 p.m. ET, featuring industry experts Lawyer Chris Somerville, Lawyer and CEO Nancy Mehrad, and CCO Birju Shah, for a discussion centered on helping your firm master the CIRO exam priorities. Register today at investorcom.com/navigating-cir….
In our latest Product Pulse, our Director of Product & Sales Engineering shares invaluable insights into what you can expect with upcoming CIRO Exams in Canada. See how we're driving innovation and support in this critical area at: investorcom.com/demo
New fiduciary rule could revolutionize retirement savings handling! At @InvestorCOMInc, we ensure your firm stays efficient & compliant. Dive into the future with us and elevate your profitability. See how: investorcom.com/demo Full story: nytimes.com/2024/03/26/bus…
We're thrilled to be in Orlando for the @SIFMA C&L conference! If you’re onsite, don’t hesitate to reach out to us. Dive into the world of Reg BI compliance and meet our team, @ParhamNasseri and Dave Reeve. We’d love to connect with you. #SIFMACL
We're thrilled to see the results of Nitrogen's 2024 Advisor Growth Survey. It points to the fact that advisors and firms stand to gain significantly by embracing the benefits of compliance technology and automation. See our compliance solution in action: investorcom.com/demo
We're thrilled to see the results of Nitrogen's 2024 Advisor Growth Survey. It points to the fact that advisors and firms stand to gain significantly by embracing the benefits of compliance technology and automation. See our compliance solution in action: investorcom.com/demo
📊 Insights from @arizent_co reveal that 68% of financial advisors foresee changes to Reg BI in 2024, with 65% expecting the SEC's chairman, Gary Gensler, to strengthen it. In 2024, compliance is key. At @InvestorCOMInc, we empower firms to navigate regulatory changes with ease.
Have you heard the news? InvestorCOM has been awarded the 2024 WealthTech Americas Award for our Innovative Compliance / RegTech Product for the second year in a row! 🚀 A big thank you to @WealthBriefing for recognizing our dedication to innovation and excellence!
📊 Here's a snapshot of the top concerns for advisors in 2024 from Arizent. According to the data, compliance holds paramount importance, ranking as the third most critical concern beyond macroeconomic and geopolitical factors. #2024FinTechTrends
Today, our VP of Sales, Bill Donnell, had the opportunity to attend @FINRA's 2024 Priorities: A Forum Hosted By @SIFMA C&L Society. The conference was centered on how to navigate regulations in 2024. Reg BI was top of mind and addressed right away. #InvestorCOM #FINRA2024
🚀 Introducing AccountCompare™! Our latest innovation enables financial advisors to assess and document multiple account-type recommendations and seamlessly integrates with your firm's policies. Reach out to our team to learn more at investorcom.com/demo/. #Investorcom
As we look ahead into 2024, we're thrilled to share a glimpse into our ambitious product roadmap, showcasing our commitment to innovation and excellence in the fintech compliance space. #InvestorCOM #Fintech #RegBI #BestInterest #DOL #PTE202002
Join our community for an in-depth discussion on: - The assessment of costs and RAA when making product/account recommendations. - Master documenting and analyzing trends across your organization, empowering you to stay ahead of compliance challenges. hubs.ly/Q02cr7ZW0
fred reish @fredreish
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fred reish @fredreish
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401(k) Specialist Mag.. @401kspecmag
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Max Schatzow @AdviserCounsel
6K Followers 1K Following Counsel to RIAs, BDs & fund managers on registration, compliance, and enforcement issues. Husband, dad x2, dogdad, beer, ball sports, bikes, fiat.
Tracey Longo @TraceyFAMag
624 Followers 1K Following Washington Editor, Financial Advisor Magazine https://t.co/PNfIyPW8o8. Free speech absolutist.
CETFA @cetfassn
1K Followers 403 Following The CETFA supports the growth, sustainability and integrity of Canada’s ETF industry and is the #ETF knowledge source for financial professionals and investors.
Jordan Taylor @ArchAdvicer
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Samantha Russell 👩.. @SamanthaTwenty
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Jason Evans, CFP® @Jason_A_Evans
1K Followers 315 Following Helping Canadians 50+ create secure retirement income. Tweets and threads about personal finance. Get my free retirement planning checklist ⬇️
Justin Boatman @jboat
721 Followers 656 Following Husband to the incredible Jacque, Dad to 3 sweet kiddos, Chief Product Officer at @NitrogenWealth
Future of the Office @FutureOfOffice
1K Followers 2K Following On a mission to redefine the #workplace, transforming the #office environment into a dynamic, value-driven space that aligns seamlessly with your business.
COMPLY @Comply_Org
31 Followers 26 Following At COMPLY, we pride ourselves on being the champion for compliance professionals. Merging technology, consulting and education. We are COMPLY.
Legal Futures @legalfutures
37K Followers 2K Following Market intelligence for law firms of the future. Daily news stories, blogs, conferences and specialist CPD training for practitioners
ITDigest @ITDigestmag
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VettaFi | Advisor Per.. @AdvPerspectives
17K Followers 3K Following VettaFi | Advisor Perspectives has moved! Follow @Vetta_Fi for investment research, interactive data-driven tools and insights! #VettaFi
Ryan Shanks @ryanshanks
25K Followers 7K Following CEO of @FAMatch | Proud Father | Platform Tennis Addict | Tequila Connoisseur | GIF game is 🔥 | 🤘🏼 #Inspire #Empower #Lead #WealthManagement #Fintwit #HookEm
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2K Followers 3K Following Financial planner. #Aviation geek. Helping #optometrists plan life on purpose. @investmentnews 40 under 40. Tweets🙅♂️advice. Podcast:https://t.co/PyXVMa74nVBREAKING: Rollover Advice Surges 150% At Top Wealth Management Firms, Study Shows. Consumer demand and compliance technology are driving recommendations, @InvestorCOMInc found. @ameriprise @FAMagazine fa-mag.com/news/rollover-…
Wealth management firms are shifting their perspective on compliance from a mere cost to a revenue-generating opportunity. David Reeve, CEO of @InvestorCOMInc, highlights how advisors can leverage compliance technology to grow their business. buff.ly/3ETAfLJ
Uncertainty is common in life and #investing. Don’t let #volatility throw you off. Stick to your #financial plan. Invest prudently. Consult qualified expertise. #ETFs have proven their resilience in adverse conditions. cetfa.ca
How do you react when faced with market uncertainty or a crisis? investorcom.com/market-uncerta…
Turn #compliance into a strategic advantage with #technology! This week's #podcast features Parham Nasseri, VP of Product & Regulatory Strategy for InvestorCOM Inc. Parham's tech & #finance expertise makes this episode a must-listen. quikforms.com/post/tips-for-… #customersuccess
We're really excited about this partnership with @InvestorCOMInc...the mid-market and strategic firms we serve can now have a seamless and comprehensive enterprise process for rollover analysis right in the Nitrogen proposal workflow! Check it out.
Nitrogen is now integrated with @InvestorCOMInc, empowering financial professionals to meet regulatory obligations and make best-interest recommendations. Discover more about this powerful partnership here ⬇️ nitrogenwealth.com/press-releases…
Nitrogen is now integrated with @InvestorCOMInc, empowering financial professionals to meet regulatory obligations and make best-interest recommendations. Discover more about this powerful partnership here ⬇️ nitrogenwealth.com/press-releases…
SEC Audits Are a Breeze with Compliance Express Ep. 188: Scaling Success: How Compliance Tech Drives Business Growth with Parham Nasseri, @InvestorCOMInc @nicolecasperson @cgledhill @jaypalter wp.me/pdTAz8-5gY
Some Firms Struggle With DOL Rollover Report Deadline. The annual retrospective must include incidents where BDs had to make clients whole. @InvestorCOMInc @FAMagazine fa-mag.com/news/some-firm…
DOL Rollover Review Deadline Looms; Here’s Where Firms Stand at.law.com/zff8Qr?cmp=sha…
Over the last generation, regulated industries like wealth, banking & insurance have moved away from relying on 'word-of-mouth' advertising bit.ly/46hvdF7
As a #financialadvisor will tell you, don’t let emotion-driven, #fads and #fomo-based choices determine your #investing decisions. Follow a sound #financial plan based on your personal goals, time horizon and risk tolerance. Get advice. Be prudent. @Advocis
"Clients’ personality traits appear to play a significant role in their investment portfolio decisions." thinkadvisor.com/2023/04/11/how…
Join F&F Member @RealRyanGeorge1 , CMO of @docupace and @InvestorCOMInc on a special webinar discussing compliance challenges in a shifting regulatory environment. June 22, 2023 | 1pm ET Register Now: docupace.zoom.us/webinar/regist…
As the @SECGov laid out in the bulletin, any professional giving advice must make an effort to understand the details of a specific investment, an investor’s profile and reasonably available alternatives to recommended investments. @sambojarski reports: citywire.com/ria/news/sec-w…
Serving at the @SECGov for two years has been an honor. We’ve filed 1,500 enforcement actions & overseen tens of thousands of registrants. We’ve proposed rules to make our markets more efficient, competitive, transparent, resilient—and worthy of the public’s trust. More 🎥👇
InvestorCOM Named “Best RegTech Company” in 2023 FinTech Breakthrough Awards Program investorcom.com/investorcom-na… Congrats, @InvestorCOMInc! 🏆
A quick look into my new life as Consul General. Proud to see Canadian fintech innovators ready to take their next step toward success. @CTA_TCS
3.141592653589793238462643383279502884197169399375105820974944592307816406286208998628034825342117067982148086513282306647093844609550582231725359408128481117450284102701938521105559644622948954930381964428810975665933446128475648233786783165271201909145648566923460 Happy π Day!
@InvestorCOMInc @ParhamNasseri @Davidreeve20 So excited to have you here! #SIFMACL
Makes perfect sense!
Great insights from our CEO, David Reeve, on how the combination of technology and advice can be a powerful tool for making better financial decisions. investmentexecutive.com/inside-track_/…
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